In this bulletin:
- Discussion Paper Released on Upfront Compensation for Segregated Funds and IVICs: Transition Time
- Back to the Books: OSC Study Finds Many Investors Overestimate Their Knowledge
- Amendments to National Instrument 45-106 on the Horizon as the Listed Issuer Financing Exemption Takes Flight
In Brief: Not All Autumn Skies and Apple Pies – Could New Trust Tax Reporting Rules Apply to You? ▪ It’s Getting Cooler but the Regulators are Heating Up: Review of Mutual Fund Sales Practices ▪ New School Year, New Potential Disclosure Policies from the Department of Finance Canada ▪ Things to Contemplate Post-Equinox: IIROC Releases Third Phase of Competency Profiles for Comment
BLG’s Resource Corner
News
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Seasonal (Regulatory) Change Edition | September 2022