In this bulletin:

  1. Polar Precision: CIRO’s Proposals on Directed Commissions
  2. FSRA’s Proposed Approach for Vulnerable Consumers to Weather Financial Storms
  3. Skating on Thin Ice: FCSC Proposes New Rules Relating to Title Protection
  4. Cold Weather, Warm Access – CSA Finalizes Access Model for Non-Investment Fund Prospectuses
  5. Regulatory Resolutions – CIRO Continues Rule Consolidation Project in Phase 2

In Brief: Chill Credentials: CIRO Approved as a Credentialing Body  ▪  Snowballing Toward Retirement Survey Results  ▪  Cold Cash, Hot Topic: CIRO Seeks Comments on Two Short Selling Proposals

BLG’s Resource Corner

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Polar Vortex Edition | January 2024