In this bulletin:

  1. Verse and Versatility – CIRO’s Ambitious Three-Year Strategic Plan
  2. Compliance in Stanzas: Breaking Down FSRA’s 2024-27 Annual Business Plan
  3. Crafting Connections: Phase 3 of CIRO’s Rule Consolidation Project

In Brief: Will the Money Pour in from Restricted Dealers New Fees (or, Metaphors of Compliance)  ▪  The Poetic Art of Compliance – ASC and FCAA Extend Self-Certified Prospectus Exemption  ▪  Ode to Market Data Access

Important Reminders: The Analyser: Use of the Words “Financial Advisor”

BLG Resource Corner

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Poetic Perspectives Edition | April 2024