In this bulletin:
- Everything’s Derivative: Canadian Securities Regulators Adopt Amendments to Derivatives Clearing Rules
- Now You See Me: New Ownership Transparency Requirements for Private Ontario Corporations
- Not Just a Status Update: New AML Requirements Applicable to Portfolio Managers and Dealers
- Cover Me: Recent Proposed Regulatory Reforms to Protect Investors in Insurance Products
In Brief: Sweeps, Sweeps and More Sweeps ▪ CSA Updates its Review on Disclosure Regarding Women on Boards ▪ European Developments – SDR and SRD
FAQ Corner: Investing Clients’ Assets Into Crypto ▪ Preparing Account Statements and Reports on a “Household” Basis ▪ Registered Firm Conducting a Suitability Determination at a “Household” Level
Important Reminders: Reassess Application of “Business Trigger” as Business Activities Change
BLG’s Resource Corner
News and Events
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Hello February! Why So Short? Edition | February 2022