In this bulletin:
- OSC Finalizes 2021-2022 Statement of Priorities
- OSC’s CRR Branch Publishes its Annual Report on Registrants
- CSA Announces Plans to Create a New Self-Regulatory Organization
- Policies and Procedures Change Required – CSA Finalizes Rules Protecting Vulnerable Clients
- Consultation on Strengthening Canada’s External Complaint Handling System in Banking
- Ontario’s Title Protection Framework – Have Your Say on Fees
- Titles, Titles and More Titles: Saskatchewan and New Brunswick Consider Title Protection Regimes
- CSA Proposes a New Prospectus Exemption for Canadian-Listed Issuers
In Brief: Has the OSC Asked You for Documents? OSC Publishes Guidance on Enforcement Investigations and Document Production ▪ CDCC and IIROC Propose Amendments Relating to Futures Segregation and Portability ▪ FSRA Proposes Approach Guidance for Publication of Enforcement Proceedings ▪ CSA Proposes Amendments to Guidance for Financial Statements in Long Form Prospectuses
FAQ Corner: What’s Next for the CFRs? CFR Phase II Checklist
BLG’s Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | Heatwave Edition | August 2021