In this bulletin:

  1. FSRA Consults Further on the UDAP Rule and Impactful Fee Choices
  2. Federal Review of AML Regime with Global Implications
  3. CIRO’s Annual Priorities Released: Star Map Set for the New Regulator

In Brief: CSA Launches TCR Implementation Committee ▪ CSA Defers Launch of SEDAR+ ▪ CSA’s Review of Chargebacks Soon to Take Off ▪ Taking Action to Extend Moratorium on Institutional Trade Match Reporting

BLG’s Resource Corner

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Asteroid Edition | June 2023