In this bulletin:
- OSC Publishes its 2021-2022 Annual Report – Squad Ghouls
- Hocus Pocus Everyone Focus – Are you CFR-Compliant? Further Update on Regulatory Audits
- What’s Brewing? FSRA Launches Public Consultation on its Proposed 2023-24 Statement of Priorities
- OSC’s Fab-Boo-Lous Summary Report for Investment Fund and Structured Product Issuers
- Thrills and Chills – OSC Releases its Annual Summary Report for Registrants
In Brief: Accredited Investor Exemption Effectively Expanded in Ontario – No Bones About it ▪ A Book a Day Keeps the Monsters Away – IIROC Requests Expressions of Interest for Enhanced Proficiency Regime ▪ CSA Announces Intentions for OBSI – No Tricks
Important Reminders: Spooktacular Annual Fee Payments are Almost Due ▪ Don’t be Frightened – Individual Registrant Form Updates
BLG’s Resource Corner
News
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | A Pumpkin a Day Keeps the Goblins Away Edition | October 2022