In this bulletin:
- Regulatory Highlights from 2020
- OSC Publishes Corporate Finance Branch Report
- Reminder! Investment Funds Have till January 30 to File Reports of Exempt Distribution
- OSC Seeks Comment on Proposed Priorities for 2021-22
- MFDA and IIROC Publish Proposed CFR Rules
- Two Western Provinces Consult on Innovative Prospectus Exemption
In Brief: Government Proposing Significant Changes to Federal Privacy Legislation ▪ OSC Proposes Eliminating of Routine Exemptive Relief Applications for International Firms ▪ OSC Research Study Offers Suggestions to get Trusted Contact Person Information from Clients ▪ OSC to Leave Fees Alone for Now ▪ Tipster Trio Shares OSC Whistleblower Payout ▪ FAIR Funding ▪ OSC Publishes Final Amendments Regarding Syndicated Mortgages ▪ Activist Short Selling
Late Breaking News: OSC Publishes Report on Exempt Market Activity ▪ CSA Publishes Guidance on Automatic Securities Disposition Plans
News and Events: AUM Law Participates in CAASA Webinar
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | 2020 Year-End Edition | December 2020