In this bulletin:

  1. Regulatory Highlights from 2020
  2. OSC Publishes Corporate Finance Branch Report
  3. Reminder! Investment Funds Have till January 30 to File Reports of Exempt Distribution
  4. OSC Seeks Comment on Proposed Priorities for 2021-22
  5. MFDA and IIROC Publish Proposed CFR Rules
  6. Two Western Provinces Consult on Innovative Prospectus Exemption

In Brief: Government Proposing Significant Changes to Federal Privacy Legislation ▪ OSC Proposes Eliminating of Routine Exemptive Relief Applications for International Firms ▪ OSC Research Study Offers Suggestions to get Trusted Contact Person Information from Clients  ▪ OSC to Leave Fees Alone for Now ▪ Tipster Trio Shares OSC Whistleblower Payout ▪ FAIR Funding ▪ OSC Publishes Final Amendments Regarding Syndicated Mortgages ▪ Activist Short Selling

Late Breaking News: OSC Publishes Report on Exempt Market Activity ▪ CSA Publishes Guidance on Automatic Securities Disposition Plans

News and Events: AUM Law Participates in CAASA Webinar

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> Monthly Bulletin | 2020 Year-End Edition | December 2020