Our colleagues at BLG have provided the following insights we thought might interest our readers:
- Winter and FATCA/CRS audits are coming for financial institutions
- Proposed access-based model for investment funds’ financial disclosure
- Cybersecurity framework and incident reporting for Ontario’s mortgage brokering sector
- Sweeping changes to the regulation of mortgage brokers in B.C.
- Québec Privacy Law Reform: A Compliance Guide for Organizations
We hope you received your invitation to attend (either in person or virtually), BLG’s Investment Management Group annual fall educational seminar and reception. Amongst BLG speakers, two AUM Law speakers will be participating. Bill Donegan will be presenting on implications of the SRO consolidation that can be expected next year and Jason Streicher will be participating on a registrant regulation panel. We hope to see you at BLG’s House for some “Late Night Talking”!
For more information, please visit the BLG website or contact us for details on the seminar.
October 31, 2022