In this bulletin:
- Verse and Versatility – CIRO’s Ambitious Three-Year Strategic Plan
- Compliance in Stanzas: Breaking Down FSRA’s 2024-27 Annual Business Plan
- Crafting Connections: Phase 3 of CIRO’s Rule Consolidation Project
In Brief: Will the Money Pour in from Restricted Dealers New Fees (or, Metaphors of Compliance) ▪ The Poetic Art of Compliance – ASC and FCAA Extend Self-Certified Prospectus Exemption ▪ Ode to Market Data Access
Important Reminders: The Analyser: Use of the Words “Financial Advisor”
BLG Resource Corner
Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. >> AUM Law Bulletin | Poetic Perspectives Edition | April 2024