Tag: whistleblowers

Bulletin | Snowy January Edition | January 2022

In this bulletin: Getting More for Less – OSC Proposes Amendments to Fee Rule Third Time Lucky? The Latest on the CSA’s Derivatives Business Conduct Rule The CSA Proposes Modernizing Prospectus Filings for Investment Funds Wrapped, Tied and Tangled – OSC...

Tipster Trio Shares OSC Whistleblower Payout

On November 17, the Ontario Securities Commission (OSC) announced that it has awarded a total of $585,000 to three whistleblowers, each of whom provided timely, specific and creditable information that helped advance enforcement action resulting in monetary payments...