Sep 28, 2023 | Canadian Investment Regulatory Organization (CIRO), News
On September 20, William (Bill) Donegan spoke alongside Borden Ladner Gervais LLP (BLG) lawyers at a BLG’s Investment Management webinar. The webinar provided an update on what we see as the more significant developments brought on by the creation of the Canadian...
Aug 31, 2023 | Canadian Investment Regulatory Organization (CIRO), News
On September 20, William (Bill) Donegan will also be speaking alongside Borden Ladner Gervais LLP (BLG) lawyers at a BLG’s Investment Management webinar. The webinar will provide an update on what we see as the more significant developments brought on by the creation...
Oct 29, 2021 | Events, News, Regulatory Compliance
On November 18, Richard Roskies will be speaking alongside BLG lawyers at the BLG’s Investment Management webinar, for which you will have received an invitation. Topics discussed will include regulatory developments relating to digital assets, investment fund...
May 31, 2021 | BLG Resource Corner
Our friends at BLG invite you to scan information from their CFR Communication Series – Surging through 2021 to 2022, starting with a conflicts of interest summary and the new rules relating to titles and misleading communications that are coming into force on...
Jan 29, 2021 | Events, Investment Funds, News
On February 2, AUM Law’s Richard Roskies will participate as a speaker at the InvestorCOM webinar, to discuss Client Focused Reforms and Know Your Product provisions for investment dealers and their representatives. January 29, 2021
