Tag: trade surveillance

OSC Report on Artificial Intelligence in Capital Markets

Nov 30, 2023 | Cyber-security and Data Privacy, Regulatory Compliance

This month, the Ontario Securities Commission (OSC) in collaboration with Ernst & Young LLP published its first report (the Report) on the adoption and use of artificial intelligence (AI) in Ontario’s capital markets. The Report canvasses the ways AI is currently...

Tag: trade surveillance

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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