Aug 30, 2024 | Anti-Money Laundering, Regulatory Compliance
Reporting entities such as advisers and dealers are required by FINTRAC to monitor clients with whom they have a business relationship on an ongoing basis. One reason ongoing monitoring is required relates to the obligation to report suspicious transactions to...
Jul 31, 2024 | Anti-Money Laundering, Regulatory Compliance
As all registrants know, reporting entities including advisers and dealers are required to report suspicious transactions for money laundering or terrorist financing to the Financial Transactions and Reports Centre of Canada (FINTRAC). As of August 19, 2024,...
