Tag: senior derivatives manager

CSA Publishes FAQ on Derivatives Business Conduct Rule

Sep 27, 2024 | FAQs, Investment Funds, Regulatory Compliance

On September 12, 2024, the Canadian Securities Administrators (CSA) published a list of answers to frequently asked questions (FAQs) they have received about National Instrument 93-101 Derivatives: Business Conduct (NI 93-101), in force on September 28, 2024. The CSA...

Tag: senior derivatives manager

CSA Publishes FAQ on Derivatives Business Conduct Rule

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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