Tag: selling group member

New Time-Limited Expansion of Permitted EMD Activities

Jun 27, 2024 | Investment Funds, Regulatory Compliance

On June 20, 2024, Canadian securities regulators from Ontario, Québec, British Columbia, Saskatchewan, Alberta and Nova Scotia announced an initiative to support capital-raising by early-stage businesses by allowing exempt market dealers (EMDs) to participate as...

Tag: selling group member

New Time-Limited Expansion of Permitted EMD Activities

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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