Tag: retail advisors

Keeping Fit: OSC’s Investor Advisory Panel Releases Report

Aug 17, 2022 | Investment Funds, Regulatory Compliance

On July 7, the Ontario Securities Commission’s independent Investor Advisory Panel (IAP) released its 2021 report outlining its activities for that calendar year. The IAP’s mission is to provide input to the Ontario Securities Commission (OSC) throughout its policy...

Tag: retail advisors

Keeping Fit: OSC’s Investor Advisory Panel Releases Report

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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