In this bulletin: Sound Justice: OSC Proposal on Disgorgement Orders An Orchestrated Collection of Information – 2024 CSA Investor Index Next in the Festival Line Up: Understanding New Complaint Handling Regulations in Québec In Brief: Dancing to FINTRAC’s Beat:...
In this bulletin: OSC’s Annual Summary Report for Dealers, Advisers and Investment Fund Managers: A Layered Regulatory Sundae CSA’s Cool Recap of the Year in Review CIRO’s Serving up Proposals for Proficiency ASC’s 2024 Annual Report Scoop In Brief: The Assorted...
