Tag: regulatory

Bulletin | Halloween Edition | October 2021

Oct 29, 2021 | Featured

In this bulletin: Investment Fund Burden Reduction Measures – Not a Trick! FSRA Publishes 2022-2023 Statement of Priorities for Comment CSA Proposes Mandatory Climate Change Disclosure In Brief: Ontario’s New Draft Capital Markets Act ▪ Proposed Amendments to...

Bulletin | Autumn Edition | September 2021

Sep 30, 2021 | Featured

In this bulletin: OSC Publishes its 2021 Annual Report – What you Need to Know IIROC Releases Draft Competency Profiles for Directors, Executives, UDPs, CCOs and CFOs Québec Consults on the Complaint Handling Process CPAB Consults on its Disclosure of Audit Firm...

Bulletin | Heatwave Edition | August 2021

Aug 31, 2021 | Featured

In this bulletin: OSC Finalizes 2021-2022 Statement of Priorities OSC’s CRR Branch Publishes its Annual Report on Registrants CSA Announces Plans to Create a New Self-Regulatory Organization Policies and Procedures Change Required – CSA Finalizes Rules...