Jul 31, 2024 | Investment Funds, Regulatory Compliance
Earlier this month, the Canadian Securities Administrators (CSA) released the 2023-2024 Year in Review, which among other things discusses achievements against the six strategic goals set out in its 2022-2025 Business Plan. The review runs through a variety of CSA...
Jun 30, 2022 | Regulatory Compliance
The Canadian Securities Administrators (CSA) released its 2022-2025 Business Plan on June 27, 2022. As noted in the message from the new CSA Chair, Stan Magidson, the plan sets out six strategic goals which focus on investor confidence in the Canadian capital markets...
Oct 29, 2021 | Regulatory Compliance
On October 7, 2021, the Financial Services Regulatory Authority of Ontario (FSRA) published for comment its proposed 2022-2023 Statement of Priorities (SoP). The SoP, and financial plan, as finalized, will form the core of FSRA’s Annual Business Plan to be submitted...
Aug 31, 2021 | Investment Funds, Regulatory Compliance
The Financial Services Regulatory Authority of Ontario (FSRA) proposed amendments to Rule 2019-001 – Assessments and Fees (the Fee Rule) in late July, which sets out the structure for fees to be charged to credentialling bodies (each, a CB) with respect to the title...
Oct 30, 2020 | Regulatory Compliance
On October 13, the Financial Services Regulatory Authority of Ontario (FSRA) published for comment its proposed 2021-22 Statement of Priorities (SoP). We think our readers may find the following elements of the proposed SoP interesting. Cross-Sectoral Priorities: FSRA...
Jun 30, 2020 | Regulatory Compliance
On June 30, the Canadian Securities Administrators (CSA) published an Interim Progress Report on the CSA’s 2019-2022 Business Plan (Report). The Report tracks the CSA’s progress on the goals set out in its 2019-2022 business plan, describes the CSA’s accomplishments...
Jun 30, 2020 | Client-Focused Reforms (CFRs), Regulatory Compliance
A. Priorities for the Coming Year On June 25, the Ontario Securities Commission (OSC) published its annual Statement of Priorities (SOP). As we mentioned in our April bulletin, COVID-19 and the related market uncertainty caused the OSC to forego its usual substantive...
