Tag: Regulatory Functions

Proposed Amendments to Regulatory Functions of the Bourse de Montreal Inc.

Jun 30, 2021 | Regulatory Compliance

Clients who trade derivatives over the Bourse might be interested in proposals released in late May to amend Part 4 of the Rules of the Bourse that relate to its regulatory functions, including investigations, enforcement, and disciplinary actions. The proposed...

Tag: Regulatory Functions

Proposed Amendments to Regulatory Functions of the Bourse de Montreal Inc.

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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