Mar 28, 2024 | Client-Focused Reforms (CFRs), Regulatory Compliance
Registrants are reminded that your basement is not the only thing that may need some spring cleaning – it may be time to dust off the product shelf and review your Know-Your-Product (KYP) documentation to ensure it is up to date. With securities regulators likely...
Sep 28, 2023 | BLG Resource Corner
Like the warmth of an August sun bringing people together, we would like to take this opportunity to remind you of the relationship between AUM Law and BLG. AUM Law is a wholly-owned subsidiary of BLG and is integrated with BLG’s suite of managed and advisory services...
Aug 31, 2023 | BLG Resource Corner
Like the warmth of an August sun bringing people together, we would like to take this opportunity to remind you of the relationship between AUM Law and BLG. AUM Law is a wholly-owned subsidiary of BLG and is integrated with BLG’s suite of managed and advisory services...
Feb 28, 2022 | Investment Funds, Regulatory Compliance
As the next group of products under scrutiny by various regulators, insurers and intermediaries should be aware of proposed guidance recently released by The Canadian Counsel of Insurance Regulators (CCIR) and the Canadian Insurance Services Regulatory Organizations...
