Tag: Regulated Persons

Proposed Amendments on Registration Information Requirements in a Nutshell

Mar 31, 2021 | Featured, Nutshell Series

On February 4, 2021, the Canadian Securities Administrators (CSA) published for comment Proposed Amendments to NI 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines...

Tag: Regulated Persons

Proposed Amendments on Registration Information Requirements in a Nutshell

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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