Tag: registerable activities

Important Reminder: Pruning the Process – Surrendering Registration

Sep 27, 2024 | Regulatory Compliance

A firm may want to surrender its securities registration in one or more categories in Ontario for a variety of reasons, usually when it ceases or intends to cease conducting registerable activities. The surrender will not be accepted until the registrant can...

Tag: registerable activities

Important Reminder: Pruning the Process – Surrendering Registration

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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