Sep 27, 2024 | Investment Funds, Regulatory Compliance
The Canadian Securities Administrators (CSA) recently released proposals to modernize the continuous disclosure regime for investment funds, which is intended to improve the quality of disclosure provided to investors as well as reduce unnecessary regulatory burden of...
Mar 28, 2024 | Investment Funds, Regulatory Compliance
The CSA published additional guidance on ESG investment fund disclosure practices on March 7, 2024. CSA Staff Notice 81-334 (Revised) ESG-Related Investment Fund Disclosure (Staff Notice) replaces and augments the guidance published in January 2022. The 2024 guidance...
Apr 28, 2023 | BLG Resource Corner
Our colleagues at BLG have provided the following insights we thought might interest our readers: Cyber risk management guidance for Canadian corporate directors – 2023 Update Climate-related disclosures: The Big Three’s proxy voting guidance and expectations Canada’s...
Apr 29, 2022 | Regulatory Compliance
A friendly reminder to portfolio managers that there are a number of regulatory expectations around investment management agreements. For example, each investment management agreement entered into with a client must be dated, signed in a timely manner by a member of...
