Feb 29, 2024 | Regulatory Compliance
One way to spend your time during February’s extra day is considering whether your offering memoranda continue to comply with regulatory requirements. As noted in our bulletin entitled Don’t Stay Away too Long – Revised Guidance Published for Issuers...
Jan 31, 2024 | Regulatory Compliance
On January 11, 2024, the CSA published final rules to permit issuers (other than investment fund issuers, i.e. corporate finance issuers) to adopt an access equals delivery model for most prospectuses. The model does not apply to prospectuses for rights, medium-term...
Sep 27, 2022 | BLG Resource Corner
Our colleagues at BLG have provided the following insights we thought might interest our readers: No prospectus, no problem: the Listed Issuer Financing Exemption allows for free trading securities without a prospectus Cyber liability insurance exclusions: Is this...
Apr 29, 2022 | Regulatory Compliance
On April 7, the Canadian Securities Administrators (CSA) proposed amendments to a number of national instruments to implement an access equals delivery model for most types of prospectuses, annual and interim financial statements and related annual and interim...
Apr 30, 2021 | Investment Funds, Regulatory Compliance
On March 18, 2021, the Court of Appeal for Ontario ruled that a malicious prosecution lawsuit against the Ontario Securities Commission and three of its employees can proceed. One of the appellants in the case, Mr. Sam Qin, and various entities he controlled, were...