Jun 27, 2024 | Investment Funds, Regulatory Compliance
On June 20, 2024, Canadian securities regulators from Ontario, Québec, British Columbia, Saskatchewan, Alberta and Nova Scotia announced an initiative to support capital-raising by early-stage businesses by allowing exempt market dealers (EMDs) to participate as...
Jan 29, 2021 | Regulatory Compliance
In March 2020, The Ontario Securities Commission (OSC) has put in place the option of confidentially pre-filing a prospectus, as part of the OSC’s burden reduction initiative. In recent months, the OSC has seen a significant number of confidential pre-files, which...
