Tag: prospectus exemption

BLG’s Resource Corner

Our colleagues at BLG have provided the following insights we thought might interest our readers: Privacy Commissioner decision provides guidance for parties to M&A transactions OSC adopts self-certified investor prospectus exemption Data governance and privacy...

Bulletin | Summer – We’re Halfway There! Edition | June 2021

In this bulletin: Giving the Green Light to ESG Disclosure – CFA Institute Publishes Draft ESG Disclosure Standards for Investment Products Social Media and Market Manipulation MFDA’s Initiative on Improving Client Account Transfers – Will CSA Follow Suit? Outside...

Bulletin | To the Future and Beyond Edition | May 2021

In this bulletin: BLG Transaction – New Beginnings All Together Now – OSC Joins DSC Ban Titles, Titles and More Titles – Notice of Changes and Request for Further Comment on Financial Professionals Title Protection Rule Important Reminders: CFR Requirements...

Bulletin | Hello Spring Edition | April 2021

In this bulletin: Updates on Amendments re Syndicated Mortgages FINTRAC Publishes Guidance on Politically Exposed Persons and Heads of International Organizations ASC Notice and Request for Comment re Blanket Order 31-536 Alberta Small Business Finder’s Exemption CSA...