Tag: outside activities

Bulletin | March Break Edition | March 2023

In this bulletin: Don’t Stay Away too Long – Revised Guidance Published for Issuers Relying on the Offering Memorandum Prospectus Exemption Watch that Spring Break Behaviour – OSFI Issues Guideline on Culture and Behaviour Risk Eat, Beach, Sleep, Repeat – New SRO...

Bulletin | Family Day Edition | February 2023

In this bulletin: Taking Care of One Another – New SRO Releases Proposal on Distributing Funds to Harmed Investors Conflicts of Interest Requirements – More Than Once Per Year In Brief: In Sync – Ontario’s Ownership Transparency Obligations Now in Force ▪ A...

Bulletin | Star Wars Edition | May 2022

In this bulletin:  Shining a Spotlight on Fees – Total Cost Reporting is Here  Kicking Off a New Regime – Application for Recognition of New Self-Regulatory Organization  Investor Protection Funds in the Limelight – Application for Approval of the New...