Tag: Notice 31-360

Hello, Goodbye – CSA Grants Interim Relief for DSC Sales

Jun 30, 2021 | Investment Funds, News, Regulatory Compliance

As a follow-up to our article, All Together Now – OSC Joins DSC Ban, in the May 2021 AUM Law Bulletin, we can report that on June 23 the Canadian Securities Administrators (CSA) issued CSA Notice 31-360 Blanket Orders/Class Orders in respect of Transitional...

Tag: Notice 31-360

Hello, Goodbye – CSA Grants Interim Relief for DSC Sales

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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