Tag: non-registrable activities

Polar Precision: CIRO’s Proposals on Directed Commissions

Jan 31, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance

Introduction On January 25, 2024 the Canadian Investment Regulatory Organization (CIRO) published its long-awaited Position Paper on the matter of the payment of commissions to a private corporation. Historically, mutual fund dealers have been permitted to pay...

Tag: non-registrable activities

Polar Precision: CIRO’s Proposals on Directed Commissions

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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