Tag: non-dealers

Not Yet Game, Set, Match – Additional OTC Derivatives Proposals

Jun 30, 2022 | Regulatory Compliance

The Ontario Securities Commission (OSC) released a request for comment on June 9th relating to derivatives data reporting requirements in OSC Notice and Request for Comment – Proposed Amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting (and...

Tag: non-dealers

Not Yet Game, Set, Match – Additional OTC Derivatives Proposals

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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