Dec 21, 2023 | Regulatory Compliance
Earlier this month, the Canadian Securities Administrators (CSA) finalized amendments to National Instrument 24-101 Institutional Trade Matching and Settlement, which we wrote about most recently in our August bulletin here. The amendments facilitate the shortening of...
Apr 30, 2020 | Regulatory Compliance
In late March, the Ontario Securities Commission (OSC) submitted to the Minister of Finance amendments to National Instrument 24-101 Institutional Trade Matching and Settlements (NI 24-101) to provide for a three-year moratorium on the trade match exception reporting...