Tag: mutual fund dealing representative

CIRO Approved as a Credentialing Body

Jan 31, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance

The Canadian Investment Regulatory Organization (CIRO) was recently approved by the Financial Services Regulatory Authority of Ontario (FSRA) as a credentialing body for purposes of the Financial Professionals Title Protection Act, 2019. The designation means that...

Tag: mutual fund dealing representative

CIRO Approved as a Credentialing Body

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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