Tag: monitoring obligations

FINTRAC: Expectations for Client Monitoring

Aug 30, 2024 | Anti-Money Laundering, Regulatory Compliance

Reporting entities such as advisers and dealers are required by FINTRAC to monitor clients with whom they have a business relationship on an ongoing basis. One reason ongoing monitoring is required relates to the obligation to report suspicious transactions to...

Tag: monitoring obligations

FINTRAC: Expectations for Client Monitoring

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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