Tag: know-your-derivatives-party

Roundtable to be Held on Derivatives Business Conduct Rules – A Potential Lunch and Learn Opportunity for Your Team

Aug 17, 2022 | Regulatory Compliance

Faithful bulletin readers will recall our prior articles regarding the proposed derivatives business conduct rules, most recently released in January for the third round of comments in Proposed National Instrument 93-101 Derivatives: Business Conduct and Proposed...

Tag: know-your-derivatives-party

Roundtable to be Held on Derivatives Business Conduct Rules – A Potential Lunch and Learn Opportunity for Your Team

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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