Tag: investor protection rules

MFDA and IIROC Publish Proposed CFR Rules

Dec 11, 2020 | Client-Focused Reforms (CFRs), News, Regulatory Compliance

The Mutual Fund Dealers Association of Canada (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) have both published a set of proposed changes to self-regulatory rules designed to conform to the provisions of the Canadian Securities...

Tag: investor protection rules

MFDA and IIROC Publish Proposed CFR Rules

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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