Oct 31, 2024 | Investment Funds, Regulatory Compliance
The Ontario Securities Commission (OSC) has released an interesting discussion paper with respect to a potential new type of public investment fund that could hold long-term assets. In Consultation Paper 81-737 Opportunity to Improve Retail Investor Access to...
Jul 31, 2024 | Regulatory Compliance
Many registrants received a reminder earlier this month from the securities regulatory authorities that the enhanced cost disclosure reporting requirements for investment funds (and new cost and performance reporting guidance for segregated funds) will be in force on...
Nov 30, 2021 | Regulatory Compliance
We assist many businesses that are obtaining registration as an exempt market dealer, adviser and/or investment fund manager for the first time. Often, those seeking registration for their start-up businesses have engaged in other types of activities prior to...
