Tag: international dealers

OSC Proposes Elimination of Routine Exemptive Relief Applications for International Firms

Dec 11, 2020 | Investment Funds, News, Regulatory Compliance

Welcome news for International Firms! Currently, certain international firms doing business in Ontario in reliance on statutory registration exemptions must also manually apply for discretionary relief from certain registration requirements in the Commodity Futures...

Tag: international dealers

OSC Proposes Elimination of Routine Exemptive Relief Applications for International Firms

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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