Tag: implementation deadline

CSA Extends Deadline to Implement Conflicts-Related Client-Focused Reforms by 6 Months

Apr 30, 2020 | Client-Focused Reforms (CFRs), COVID-19, Regulatory Compliance

As we discussed in our October 2019 special bulletin, the Canadian Securities Administrators (CSA) have finalized their client-focused reforms (CFRs) to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103)....

Tag: implementation deadline

CSA Extends Deadline to Implement Conflicts-Related Client-Focused Reforms by 6 Months

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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