Tag: IIROC rules

Additional Derivatives Proposals Taking Root

Apr 29, 2022 | Client-Focused Reforms (CFRs), Regulatory Compliance

On April 21, the Investment Industry Regulatory Organization of Canada (IIROC) released another version of proposed amendments to its rules relating to the futures segregation and portability customer protection regime. As noted in our August 2021 bulletin, the...

Tag: IIROC rules

Additional Derivatives Proposals Taking Root

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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