Tag: FSRA

CSA Finalizes Amendments to Syndicated Mortgages Regime, while OSC and FSRA Publish Local Rules and Guidance for Comment

On August 6, the Canadian Securities Administrators (CSA) published final amendments to national rules affecting the prospectus and registration exemptions for distributions of securities involving syndicated mortgages (National Amendments). In addition, some...

Bulletin | Dive-in Edition | July 2020

In this bulletin: Ontario’s Capital Markets Modernization Task Force Releases Consultation Report CSA Publishes Guidance on Flexible CCO Arrangements Watch Out or Wash Out: Coinsquare Executives Learn That Innovation Isn’t a Free Pass to Violate Securities Laws...

Bulletin | Taking Care of Business Edition | May 2020

In this bulletin: The RAQ is Back on Track OSC Issues Progress Report on Its Burden Reduction Initiatives OSC Staff Share Compliance Program Updates during PMAC’s Spring Regulatory and Compliance Webcast FSRA Issues Guidance Concerning Mortgage-Based Investments...

Bulletin | Working From Home Edition | April 2020

In this bulletin: CSA Extends Deadline to Implement Conflicts-Related Client-Focused Reforms by 6 Months CSA and FSRA Extend Timeline for Implementing Changes to Syndicated Mortgages Regime Cyber-Security During the COVID-19 Pandemic and Beyond Get Ready to Report...