Tag: FSRA

Bulletin | New Year Edition | January 2021

In this bulletin: Ontario’s Capital Markets Modernization Taskforce Releases Final Report CSA Publishes More FAQ Guidance on the Client-Focused Reforms FINTRAC Updates its Guidance on Conducting AML Risk Assessments  Reviewing Fund Custodian Arrangements FAQ Corner:...

Bulletin | 2020 Year-End Edition | December 2020

In this bulletin: Regulatory Highlights from 2020 OSC Publishes Corporate Finance Branch Report Reminder! Investment Funds Have till January 30 to File Reports of Exempt Distribution OSC Seeks Comment on Proposed Priorities for 2021-22 MFDA and IIROC Publish Proposed...

Bulletin | Halloween Edition | October 2020

In this bulletin: Reminder: OSC Participation Fee Calculation and Payment Ontario Proposes Changes to Business Corporations Act CSA Guidance on Client-Focused Reforms – Part 2 FSRA Publishes 2021-22 Statement of Priorities for Comment Kik Back in the News After...

Bulletin | Roll up Your Sleeves Edition | September 2020

In this bulletin: CSA Publishes FAQ Guidance on Client-Focused Reforms OSC’s CRR Branch Publishes Its Annual Report on Registrants CSA Proposes Changes to Offering Memorandum Prospectus Exemption CSA Ban on Certain Trailing Commissions to Take Effect in June 2022 CSA...

Bulletin | Work from Wherever Edition | August 2020

In this bulletin: CSA Finalizes Amendments to Syndicated Mortgages Regime, While OSC and FSRA Publish Local Rules and Guidance for Comment FSRA Consults on Rules and Guidance for the Use of Financial Advisor and Financial Planner Titles Ontario Consults on on...