Tag: FSRA

Bulletin | Daylight Saving Time Debate Edition | March 2022

In this bulletin: A Matter of Time: FSRA Consultation on Licensing Requirements for Mortgage Agents and Brokers FSRA Releases New Approach Guidance for Principles – Based Regulation at All Times Make Time for IIROC’s Compliance Priorities Report A Devil of a Time:...

Bulletin | Snowy January Edition | January 2022

In this bulletin: Getting More for Less – OSC Proposes Amendments to Fee Rule Third Time Lucky? The Latest on the CSA’s Derivatives Business Conduct Rule The CSA Proposes Modernizing Prospectus Filings for Investment Funds Wrapped, Tied and Tangled – OSC...