Tag: financing arrangements

CIRO Leaps Forward with New Proposed Borrowing Rules

Feb 29, 2024 | Canadian Investment Regulatory Organization (CIRO), Investment Funds, Regulatory Compliance

In mid-February, the Canadian Investment Regulatory Organization (CIRO) released proposed amendments to the Investment Dealer and Partially Consolidated (IDPC) Rules and IDPC Form 1 with respect to fully paid securities lending and financing arrangements. These...

Tag: financing arrangements

CIRO Leaps Forward with New Proposed Borrowing Rules

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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