Tag: Financial Professionals Title Protection Rule

FSRA Consults on Rules and Guidance for the Use of Financial Advisor and Financial Planner Titles

Aug 31, 2020 | Regulatory Compliance

On August 13, the Financial Services Regulatory Authority of Ontario (FSRA) published for comment Proposed Rule [2020-001] Financial Professional Title Protection (Rule), which will require individuals who use either the financial advisor (FA) or financial planner...

Tag: Financial Professionals Title Protection Rule

FSRA Consults on Rules and Guidance for the Use of Financial Advisor and Financial Planner Titles

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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