Tag: financial advisor credentials

Titles, Titles and More Titles: Saskatchewan and New Brunswick Consider Title Protection Regimes

Aug 31, 2021 | Investment Funds, Regulatory Compliance

The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) released draft regulations under The Financial Planners and Financial Advisors Act relating to title protection. The legislation and proposed regulations are based primarily on Ontario’s framework of...

Tag: financial advisor credentials

Titles, Titles and More Titles: Saskatchewan and New Brunswick Consider Title Protection Regimes

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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