Tag: enforcement task force

NASAA Task Force Targets COVID-19 Fraudsters

Aug 31, 2020 | COVID-19, Regulatory Compliance

On August 19, the North American Securities Administrators Association (NASAA) reported on the activities of its COVID-19 Enforcement Task Force (Task Force), which has initiated actions to disrupt 200 schemes intended to profit fraudulently from the pandemic....

Tag: enforcement task force

NASAA Task Force Targets COVID-19 Fraudsters

https://aumlaw.com/wp-content/uploads/2020/03/00268628.pdf

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