Tag: disgorgement orders

Bulletin | Music Festival Edition | August 2024

Aug 30, 2024 | Featured

In this bulletin: Sound Justice: OSC Proposal on Disgorgement Orders An Orchestrated Collection of Information – 2024 CSA Investor Index Next in the Festival Line Up: Understanding New Complaint Handling Regulations in Québec In Brief: Dancing to FINTRAC’s Beat:...

Sound Justice: OSC Proposal on Disgorgement Orders

Aug 30, 2024 | Regulatory Compliance

The Ontario Securities Commission (OSC) has published a notice and request for comment on several proposed rules that will establish a process to distribute money received by the OSC under disgorgement orders to harmed investors, primarily in Proposed OSC Rule 11-502...