Tag: cybersecurity

Bulletin | Sweet Dreams Edition | March 2024

In this bulletin: Wakeup Call: CIRO Compliance Priorities for 2024 Avoiding Nightmares – Updates to CSA Staff Notice on ESG Guidance for Funds Sleeping Soundly by Dealing with Fee Arrangement Conflicts Keepin’ up with KYP (or, How to Sleep Like a Baby) In Brief:...

Bulletin | Extra Day, Extra Insights Edition | February 2024

In this bulletin: OSC Releases Digital Engagement Report – Finding Stability Amidst Change Making Adjustments More than Once Every Four Years: Updating and Maintaining SEDAR+ Profiles CIRO Leaps Forward with New Proposed Borrowing Rules In Brief: Keeping Pace in 2024:...

BLG’s Resource Corner

Our colleagues at BLG have provided the following insights we thought might interest our readers: CSA allows Fidelity Digital Asset Services to act as liquidity provider to Fidelity Clearing Canada Privacy, cybersecurity and M&A transactions – A cautionary tale...

BLG’s Resource Corner

Our colleagues at BLG have provided the following insights we thought might interest our readers: Winter and FATCA/CRS audits are coming for financial institutions Proposed access-based model for investment funds’ financial disclosure Cybersecurity framework and...

Bulletin | Halloween Edition | October 2021

In this bulletin: Investment Fund Burden Reduction Measures – Not a Trick! FSRA Publishes 2022-2023 Statement of Priorities for Comment CSA Proposes Mandatory Climate Change Disclosure In Brief: Ontario’s New Draft Capital Markets Act ▪ Proposed Amendments to...

BLG’s Resource Corner

Our colleagues at BLG have written a number of articles we thought might interest our readers, including the following: TCFD implementation: The Shifting Landscape of Climate Change Policy in North America Insurance as a Cybersecurity and Privacy Risk Management Tool...